Published On: June 10, 2015

Stoltmann Law Offices continues to investigate Thomas J. Buck. Buck was terminated from Merrill Lynch in March and is currently registered with RBC Wealth Management. In the span of less than two months, five complaints were filed against him, alleging unauthorized trading, misrepresentation and other improprieties since 2006, according to the Financial Industry Regulatory Authority (FINRA). One of the complaints stated that he engaged in “excessive trading and unsuitable investment recommendations from January 2006 until March 2015. Merrill Lynch terminated him because of “loss of confidence” after he worked for them for 34 years. Buck has six customer disputes against him, four of which are currently pending. If you would like to find out how to sue Thomas J. Buck and his former firm, Merrill Lynch, please give us a call at 312-332-4200.

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