Craig Sutherland, a current broker with Money Concepts Capital Corp in Columbus, Ohio, has allegedly violated a number of securities laws. He is accused of making unsuitable investments, breaching fiduciary duty, and being negligent, among other claims. Many of these claims involve allegations of high-risk investments in Tanzania Royalty Exploration, variable annuities, non-traded real estate investment trusts (REITs) like American Realty Capital Healthcare and oil and gas related investments. These all can be extremely high-risk investments that are not suitable for all investors. A broker has a responsibility to do due diligence on every investment he recommends or sells for his firm. If he does not, his firm may be liable for losses.
According to his online FINRA BrokerCheck report, Craig Alan Sutherland was registered with Lehman Brothers in New York, New York from February 1993 until July 1993, and Smith Barney in New York from July 1993 until May 1994. He is currently registered with Money Concepts in Columbus, Ohio and has been since May 1994. He has seven customer disputes against him, one of which is currently pending. Please call our securities law firm today at 312-332-4200 to find out how you may be able to bring a claim against Money Concepts on a contingency fee basis. The call to us is free with no obligation.
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