What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: January 18, 2017

Stoltmann Law Offices continues to investigate Gregory Bauer, a former registered broker with H. Beck in Moon Township, Pennsylvania. Bauer was recently barred from the industry by the Financial Industry Regulatory Authority (FINRA) for allegedly forging former client signatures. He also used the forged signatures to obtain money from clients to use for personal expenses, without permission. He deposited client checks into his personal bank account. This is against securities laws. Bauer was registered with H. Beck in Bethesda, Maryland from January 2003 until October 2004, Waddell & Reed in Pittsburgh, Pennsylvania from October 2004 until October 2013 and H. Beck in Moon Township from October 2013 until September 2016. He was discharged from H. Beck due to allegedly misappropriating funds of two client accounts when he was registered with Waddell & Reed. If you suffered losses with Mr. Bauer, you may be able to recover them on a contingency fee basis by calling our Chicago-based law firm at 312-332-4200 to speak to an attorney for a no-cost consultation. There is no obligation. We take cases on a contingency fee basis only, so we only make money if you recover.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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