Stoltmann Law Offices continues to investigate Paul Vincent Blum, who recently entered into Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) for not appearing for an on-the-record testimony with the regulatory authority. For this, he was barred from the industry. According to FINRA records, Blum allegedly misrepresented bonds, recommended unsuitable investments, over-concentrated investments in the energy sector, never informed the client of the risk in his portfolio, never stated investment objective and risk tolerance to his client, failed to provide ongoing material information regarding investments, and other things. He has 23 customer disputes against him, nine of which are currently pending. He is currently not registered within the industry. Please call us today if you suffered losses with Paul Blum and would like to bring a claim against the firm on a contingency fee basis. Attorneys are standing by to take your call. There is no obligation and the call is free. Blum was previously registered with J.B. Hanauer & Co. in Parsippany, New Jersey from July 1981 until September 1990, Prudential-Bache in New York, New York from September 1990 until February 1991, J.B. Hanauer in West Palm Beach, Florida from February 1991 until October 2009 and RBC Capital Markets in West Palm Beach from October 2009 until November 2015. He is currently not registered within the industry.
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