Stoltmann Law Offices continues to investigate Jon Schmidhammer, a former broker with Stifel, Nicolaus & Company. He was permanently barred from the industry. Schmidhammer was accused of acting negligently, unsuitably managing investments, executing unauthorized trades, breaching contract, breaching fiduciary duty, converting funds and violating the Ohio Securities Act. These are all against securities rules and regulations. His former firm, Stifel Nicolaus had an obligation to reasonably supervise him while he was employed with it, and because it did not, can be held liable for investment losses. We are Chicago-based securities attorneys who bring legal claims against firms on a contingency fee basis. Please call 312-332-4200 today to find out how you can recover your investment losses. The call is free with no obligation.
Schmidhammer was registered with Security First Financial, Advest Inc., Lehman Brothers, Salomon Smith Barney, UBS, Merrill Lynch and Stifel, Nicolaus in Dublin, Ohio from May 2009 until August 2016. He has one customer dispute against him. He has been permanently barred from the industry.
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