What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: July 21, 2016

According to the Financial Industry Regulatory Authority (FINRA), Nathan Bartow was barred from the securities industry. Fifth Third Securities terminated him on April 25, 2016, for failing to provide complete information over outside business activities. A customer complaint was filed, alleging that Bartow negligently managed and converted $500,000 of his investment assets. This is against securities rules and regulations. According to his online FINRA BrokerCheck report, Bartow was registered with Charter One Securities in Cleveland, Ohio from December 2004 until December 2005, CCO Investment Services in Canton, Ohio from December 2005 until March 2013 and Fifth Third Securities in Barberton, Ohio from March 2013 until April 2016. He has six customer disputes against him, one of which is currently pending. He is not licensed within the industry and FINRA permanently barred him from acting as a broker or otherwise associating with firms that sell securities to the public. Please call our Chicago-based law offices today to speak to an attorney about your options of suing Fifth Third Securities for Nathan Bartow losses. The firm may be responsible for your investment losses because they failed to reasonably supervise Bartow while he was employed there. Please call today as time is of the essence.

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