According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, Gregory Paul is not currently licensed to act as a broker or investment adviser. He has nine customer complaints against him, five of which are currently pending. The complaints allege that Paul made unsuitable investment recommendations, failed to conduct proper due diligence, failed to supervise, breached fiduciary guty, breached contract, misrepresented material facts and violated securities laws, among other things. These are all against securities laws and regulations.
Gregory Paul was registered with Consolidated Capital Securities from November 1984 until April 1986, Partnership Exchange Securities Company from May 1986 until June 1993, Churchill Securities in Suffern, New York from January 1994 until February 1994, First Associated Securities Group in Chico, California from May 1994 until October 1997, Gemisys Securities Corp in Centennial, Colorado from October 1997 until October 1999, Waddell & Reed in Overland Park, Kansas from December 2000 until January 2001, Omni Brokerage Inc. in South Jordan, Utah from December 2002 until April 2011 and Orchard Securities in Lehi, Utah from September 2006 until October 2015. He is not currently licensed and not associated with any member firm.
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