Published On: February 7, 2017

Stoltmann Law Offices is investigating Wendy Feldman, who is currently registered with H. Beck. Feldman allegedly made unsuitable investments and unauthorized trading, among other claims. Feldman was previously registered with Morgan Stanley and was terminated due to allegations involving adherence to industry rules and/or firm policy including with regard to use of trading discretion. This is against industry rules and regulations. Her firm, H. Beck, can be sued in the Financial Industry Regulatory Authority (FINRA) arbitration forum on a contingency fee basis in order to recover losses. Please call 312-332-4200 to speak to an attorney about your options of bringing a claim against H. Beck. The call is free with no obligation.

Feldman was registered with Lehman Brothers in New York, New York from July 1989 until July 1993, Smith Barney Shearson in New York from July 1993 until September 1993, Prudential Securities in New York from September 1993 until July 2003, Wachovia Securities in Washington, D.C. from July 2003 until July 2008, Morgan Stanley in Washington, D.C. from July 2008 until June 2009 and Morgan Stanley in Washington, D.C. from June 2009 until July 2016. She is currently registered with H. Beck in Bethesda, Maryland and has been since September 2016. She has two customer disputes against her.

If you would like to bring a claim against Wendy Feldman in the FINRA arbitration forum on a contingency fee basis, please call our law offices in Chicago, Illinois at 312-332-4200. The call to us is free with no obligation. Please call today as there is a statute of limitations on most of these cases.

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