According to recent documents, the Oklahoma Securities Commission is seeking to revoke William B. Mulder’s license because of allegations that he misrepresented a variable annuity sold to customers and that he embezzled funds. Mulder was the subject of customer complaints while he worked at Merrill Lynch and has since been fired from the firm. The Financial Industry Regulatory Authority (FINRA) barred him from the securities industry in 2014. Mulder was registered with Metropolitan Life Insurance Company in New York, New York from April 1986 until August 1997, MetLife Securities in Springfield, Massachusetts from April 1986 until August 1997 and Merrill Lynch in Tulsa, Oklahoma from September 1997 until May 2012. He has five customer disputes against him. If you would like to speak to an attorney about your options of suing William Mulder, please contact our law offices in Chicago at 312-332-4200.
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