According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), William Webb allegedly engaged in four outside business activities involving firm customers without providing written notice to his firm, Raymond James. This occurred between December 2010 and August 2015, and, on six occasions, Webb borrowed money from three firm customers during this time period. This is against securities laws. For this, he was fined $15,000 and suspended from the industry for 18 months. Webb was registered with Power Securities Corp, HT Fletcher Securities Inc., Investment Management & Research Inc., AG Edwards & Sons, UVest Financial Services Group and Raymond James in Panama City, Florida from November 2009 until September 2015. He has two customer disputes against him. He is currently not registered within the industry, according to his online FINRA BrokerCheck report. Please call 312-332-4200 today to find out how you can bring a claim against Raymond James in the FINRA arbitration forum on a contingency fee basis to recover William Webb losses.
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