Stoltmann Law Offices is interested in hearing from those investors who may have suffered losses with Gary Rasmussen, a former broker with J.W. Cole Financial. Rasmussen was accused of engaging in securities law violations including making unsuitable investment recommendations and investments in a client’s account. He also allegedly recommended investment products that were unsuitable and highly risky. He also allegedly violated state and federal securities laws such as failure to properly supervise, breach of fiduciary duty and lack of due diligence in an investment. These are all against securities laws, and J.W. Cole can be held liable for these losses in the arbitration forum on a contingency fee basis. The firm had a duty to reasonably supervise Mr. Rasmussen, and, because it did not, can be held responsible. To find out how to sue the firm in the Financial Industry Regulatory Authority (FINRA) arbitration forum, attorneys are standing by at our Chicago-based law offices to take your call. There is no cost or obligation with the call, so please call today.
Gary Rasmussen was previously registered with Dean Witter, White, Weld & Co., Crowell, Weedon & Co., Spelman & Co., Girard Securities, Financial Advisers of America and J.W. Cole Financial in Laguna Niguel, California from May 2013 until October 2016. He has four customer disputes against him, one of which is currently pending. According to his FINRA BrokerCheck report, he is not currently registered within the industry.
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